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Finra Attorney

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• IS THE FB (FACEBOOK) BUBBLE ABOUT TO BURST?

  By Soreide Law Group, PLLC on May 21, 2012 - Did your broker/dealer over-concentrate your portfolio with FB (Facebook)? ... [+]

  Read more
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• Soreide Law Group Files FINRA Suit Against Capital Financial Services, Inc., and Broker Ronald Heinz

  By Soreide Law Group, PLLC on May 4, 2012 - Did you invest in KH Funding Company Senior Secured Notes? ... [+]

  Read more
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• ATTENTION: ODYSSEY INVESTORS

  By Soreide Law Group, PLLC on May 3, 2012 - If you have invested in Odyseey you may be able to recover your investment losses by filing a FINRA arbitration against your selling broker. ... [+]

  Read more
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• FINRA Claims Lerner Tried to Coverup Apple REIT Results

  By Robert H. Rex on March 9, 2012 - ... [+]

  On June 20, 2011, two class action suits were filed against David Lerner & Associates over its sales of Apple REITs, a family of real estate-based securities. Read more
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• TVIX Plummets Sixty Per Cent -Rex Securities Law Investigates

  By Robert H. Rex on March 29, 2012 - A risky and volatile security, TVIX an exchange traded note dropped more than 60% since last week losing hundreds of millions in market value. ... [+]

  Read more
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• JASON MAY, FORMER FLORIDA AMERIPRISE BROKER , BARRED BY FINRA

  By Soreide Law Group, PLLC on December 31, 2011 - Former Ameriprise broker, Jason May, barred for life by FINRA ... [+]

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• Statistics Reveal Chances of Recovering in a FINRA Arbitration

  By Leif Soreide, MBA on February 20, 2010 - Each case is different, but now you can find out what the general statistics are of recovering monetary losses in a Financial Industry Regulatory Authority (FINRA)... [+]

  Arbitration Read more
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• SKJOLD PARRINGTON OPENS CHICAGO OFFICE TO SERVE SECURITIES, FINANCIAL PROFESSIONALS

  By lhersey on October 5, 2011 - Minnesota-based Skjold Parrington Business Attorneys has opened a Chicago office to accommodate the growth of its FINRA arbitration and securities practice. ... [+]

  Read more
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• Securities Regulation and Compliance Attorney

  By David Carter on September 17, 2010 - Are you a financial advisor or registered representative who needs legal representation in a regulatory inquiry brought by FINRA, the SEC, or a State Regulatory... [+]

  body? The White Law Group can help. Read more
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• Lars K. Soreide, of Soreide Law Group, Files a FINRA Arbitration Against National Securities...

  By Soreide Law Group, PLLC on February 23, 2012 - Alleged negligence, negligent supervision, and breach of fiduciary duty. ... [+]

  Read more
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• Soreide Law Group Wins FINRA Award in Favor of Heirs Recovering 100% of the Compensatory Damages...

  By Soreide Law Group, PLLC on September 9, 2011 - Soreide Law Group, PLLC, Wins Award Against Morgan Stanley Smith Barney, LLC ("MSSB") for 100% of Compensatory Damages in addition to Expert Fees, Pre-Judgment... [+]

  Interest, and Costs. Read more
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• DID YOU INVEST IN ARGUS PREFERRED NOTES, LLC?

  By Soreide Law Group, PLLC on May 10, 2011 - Did your broker/brokerage sell you Argus Preferred Notes? Were you aware that it was a highly speculative start-up that was allegedly pitched to it's investors... [+]

  as safe and secure? Read more
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• ATTENTION CAPITAL FINANCIAL SERVICES, INC., PRIVATE-PLACEMENT INVESTORS:

  By Soreide Law Group, PLLC on April 28, 2011 - Did you invest in private-placements with these companies? ... [+]

  Read more
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• Puerto Rico Conservation Trust Fund Secured Notes and the Sustained Losses

  By Soreide Law Group, PLLC on April 22, 2011 - Many investors have allegedly incurred losses in the Puerto Rico Conservation Trust Fund Secured Notes. ... [+]

  Read more
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• Representing Foreign Investors In FINRA Arbitrations

  By David Carter on June 28, 2010 - The White Law Group represents foreign investors in disputes against their U.S. broker-dealer. ... [+]

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• Hall of Fame Quarterback and Other Investors, Invested Millions in Alledged Ponzi Scheme by Sean...

  By Soreide Law Group, PLLC on October 18, 2010 - Former quaterback, John Elway, invested $15 million in Ponzi scheme. ... [+]

  Read more
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• McCormick & O’Brien, LLP is Pleased to Announce that Paul Gottlieb has Joined the Firm as...

  By on October 6, 2010 - McCormick & O’Brien, LLP is pleased to announce that Paul Gottlieb has joined the firm as partner. ... [+]

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• McCormick & O’Brien, LLP is Pleased to Announce that Christopher L. Van De Water has Joined...

  By on October 6, 2010 - McCormick & O’Brien, LLP is pleased to announce that Christopher L. Van De Water has joined the firm as a Senior Counsel. ... [+]

  Read more
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• McCormick & O’Brien, LLP Announces Client Driven Expansion of its Global Legal Services...

  By on October 6, 2010 - McCormick & O’Brien, LLP announces client driven expansion of its global legal services platform to include business immigration law. ... [+]

  Read more
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Finra Attorney

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